INVESTOR DECLARATION

We invite you to update your investor declaration. This is needed to give you access to Rockpool opportunities.

If you wish to continue, please answer the questions below and click Next to submit your declaration.

To access Rockpool opportunities you will need to agree to the declaration below. Please read it carefully. It does not commit you to invest or pay any money.

I declare that I am a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act (Financial Promotion) Order 2005 because at least one of the following applies:

In the last 2 years I have:

1. worked in private equity or in the provision of finance for small and medium enterprises, or
2. been a director of a company with annual turnover of at least £1 million, or
3. made two or more investments in an unlisted company, or
4. been a member of a network or syndicate of business angels for more than six months.

I accept that being a self-certified sophisticated investor will expose me to promotions for investments where there is a significant risk of losing all the money I invest. I am aware that it is open to me to seek advice from someone who specializes in advising on investments in private companies.

I understand that Rockpool will store my personal information and will send me details of investments and other relevant information. My personal information will be protected in line with Rockpool’s privacy policy. I accept that information relating to investment opportunities will be provided to me on a strictly confidential basis and I undertake not to disclose such information to any person without prior written permission from Rockpool.

Rockpool will hold and process your data in order to fulfil our legitimate interest in serving you and communicating with you and in complying with regulatory and legal requirements.

Thank you. To access Rockpool opportunities you will need to agree to the declaration below. Please read it carefully. It does not commit you to invest or pay any money.

I declare that I am a certified high net worth individual because at least one of the following applies:

In the last financial year I had:

1. an annual income of £100,000 or more and/or
2. net assets of £250,000 or more.

I accept that being a high-net-worth investor will expose me to promotions for investment where there is a significant risk of losing all the money I invest. I am aware that it is open to me to seek professional advice before making any investment in a high-risk investment.

I understand that Rockpool will store my personal information and will send me details of investments and other relevant information. My personal information will be protected in line with Rockpool’s privacy policy. I accept that information relating to investment opportunities will be provided to me on a strictly confidential basis and I undertake not to disclose such information to any person without prior written permission from Rockpool.

Rockpool will hold and process your data in order to fulfil our legitimate interest in serving you and communicating with you and in complying with regulatory and legal requirements. For details of how and why we process your data and details of how to exercise your rights, please visit Rockpool’s Privacy Policy.