Skip to the content

OUR NEWS

ACCESS INVESTMENTS

CONTACT US

logo mainlogo darklogo light
  • INVEST
    • Growth Equity
    • Private Debt
    • Access Investments
  • SERVICES
    • Private Equity Portfolio
    • Private Debt Portfolio
    • Estate Planning
    • Rockpool IFISA
    • Rockpool SIPP
  • PORTFOLIO
  • ABOUT
    • About
    • Our Team
    • Events
    • News
    • Resource Centre
  • LOGIN
logo main
  • INVEST
    • Growth Equity
    • Private Debt
    • Access Investments
  • SERVICES
    • Private Equity Portfolio
    • Private Debt Portfolio
    • Estate Planning
    • Rockpool IFISA
    • Rockpool SIPP
  • PORTFOLIO
  • ABOUT
    • About
    • Our Team
    • Events
    • News
    • Resource Centre
  • LOGIN
  • CONTACT US

APPROPRIATENESS ASSESSMENT

Appropriateness Assessment

  • Hidden

  • SUBMIT YOUR DETAILS

    Please complete all sections and sign the declaration below.


  • Hidden
    We'll never share your email with anyone else
  • We'll never share your email with anyone else

  • UNDERSTANDING PRIVATE COMPANY INVESTMENTS - Tick one box per question.

  • Private company investments are generally:
  • Which of the following best describes the risk of loss in private company investing?
  • Does investing in a single private company involve higher risk than investing in a diversified fund of private company investments?
  • In most private company investments, the timing of return of capital depends on:
  • Who is responsible for your understanding of the risks and the decision to invest in any particular private company?
  • What happens if an investment performs poorly or the investee company fails completely?
  • What happens if a company you have invested in needs to raise more capital?
  • 8. INVESTMENT EXPERIENCE *

    If you cannot be precise, enter the lowest end of the likely range. Enter zero where you have no experience.

  • Private company investments – unlisted shares or debt
    Please enter a number from 0 to 100.
  • Please enter a number greater than or equal to 0.
  • Listed shares you chose
    Please enter a number from 0 to 100.
  • Please enter a number greater than or equal to 0.
  • Listed debt you chose
    Please enter a number from 0 to 100.
  • Please enter a number greater than or equal to 0.
  • Other investments you chose, such as property
    Please enter a number from 0 to 100.
  • Please enter a number greater than or equal to 0.
  • Managed investments, e.g. funds and managed portfolios
    Please enter a number greater than or equal to 0.
  • If you upload your CV, you do not need to complete this section.
  • You can upload your CV here.
    Accepted file types: pdf, Max. file size: 5 MB.
  • Will the investment(s) that you plan to make through Rockpool result in your exposure to high-risk investments being greater than 10% of your net assets?

  • Electronic Signature & Declaration


  • This field is for validation purposes and should be left unchanged.

Rockpool connects investors with UK private companies, providing professional support and access to growth opportunities.

Rockpool Investments LLP is authorised and regulated by the Financial Conduct Authority (572300).

Your capital will be at risk and there is no guarantee of any investment return. The value of investments may go down and you could lose all of your investment. Private company investments are not listed on any market and this means that you may not be able to sell them when you want to do so. This sort of investment does not provide a reliable source of income. The tax benefits of private company investing depend on your personal circumstances and on compliance with the relevant rules. Past performance is not a reliable indicator of future results. We do not provide investment, tax or legal advice.

10 Bressenden Place
Victoria, London
SW1E 5DH

T: 0203 8548 100

team@rockpoolinvestments.co.uk

Quick Links
Looking to invest
Looking for funding
Rockpool Portal
Privacy Policy
MiFIDPRU8 disclosure
Terms & Conditions

© Rockpool Investments LLP. Site by Digital Monster.

A theme especially designed for business consulting agencies & companies

General Contact
+006 966 56 33
Tulip Ave, Franklin Square
NY 11010
deston@qode.com
Office
Tulip Ave, Franklin Square
NY 11010